Personnel Hong Kong SFC License Details (ID 62086)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TUNG YAT SECURITIES LIMITED	RO	Advising on securities	2023-09-27	-
	RO	Asset management	2023-09-27	-
	RO	Dealing in securities	2023-09-27	-
	Rep	Advising on securities	2023-08-11	2023-09-27
	Rep	Asset management	2023-08-11	2023-09-27
	Rep	Dealing in securities	2023-08-11	2023-09-27
	RO	Dealing in securities	2022-09-16	2023-05-31
	RO	Advising on securities	2022-05-05	2023-05-31
	RO	Asset management	2022-05-05	2023-05-31
Beevest Fortune Asset Management Limited	RO	Advising on securities	2020-05-15	2022-04-14
	RO	Asset management	2020-05-15	2022-04-14
	Rep	Advising on securities	2020-04-16	2020-05-15
	Rep	Asset management	2020-04-16	2020-05-15
Canfield Securities Company Limited	RO	Advising on securities	2018-11-22	2020-03-01
	RO	Asset management	2018-11-22	2020-03-01
	RO	Dealing in securities	2017-04-19	2020-03-01
SINO WEALTH SECURITIES LIMITED	RO	Dealing in securities	2014-09-12	2016-12-31
	Rep	Dealing in securities	2014-08-21	2014-09-12
VAST HARBOUR SECURITIES LIMITED	RO	Dealing in securities	2011-04-01	2014-08-21
AIF Securities Limited	RO	Dealing in securities	2009-08-19	2011-03-31
	Rep	Dealing in securities	2009-07-02	2009-08-19
ARTA GLOBAL MARKETS LIMITED	RO	Dealing in securities	2008-01-08	2009-06-30
CVP Securities Limited	RO	Dealing in futures contracts	2005-05-06	2007-12-31
	RO	Dealing in securities	2004-07-09	2007-12-31
Beijing Securities Limited	RO	Advising on corporate finance	2003-04-01	2004-04-30
	RO	Advising on securities	2003-04-01	2004-04-30
	RO	Asset management	2003-04-01	2004-04-30
	RO	Dealing in securities	2003-04-01	2004-04-30