Personnel SFC Licences and HKMA Registrations (ID 62132)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED	RO	Asset management	2022-10-25	-
	Rep	Asset management	2022-10-24	2022-10-25
	RO	Asset management	2007-08-23	2013-08-28
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2003-04-01	2003-06-21
	Rep	Advising on securities	2003-04-01	2003-06-21
	Rep	Providing automated trading services	2003-04-01	2003-06-21
	Rep	Dealing in securities	2003-04-01	2003-06-21

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.