| CHEONG LEE SECURITIES LIMITED | RO | Advising on futures contracts | 2010-09-14 | - |
| RO | Advising on securities | 2010-09-14 | - |
| RO | Dealing in futures contracts | 2010-06-30 | - |
| RO | Dealing in securities | 2010-06-30 | - |
| KAISER SECURITIES LIMITED | Rep | Dealing in securities | 2007-05-03 | 2009-01-15 |
| RO | Dealing in securities | 2005-03-11 | 2007-05-03 |
| KAISER FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2005-02-18 |
| Rep | Asset management | 2003-04-01 | 2005-02-18 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2009-01-15 |
| KAISER SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2005-02-18 |
| Rep | Advising on securities | 2003-04-01 | 2005-02-18 |
| Rep | Asset management | 2003-04-01 | 2005-02-18 |
| Rep | Dealing in securities | 2003-04-01 | 2005-03-11 |