Long, Xiaobo 龍小波

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
First Prosperous Asset Management Company Limited	RO	Advising on securities	2007-09-06	2019-12-09
	RO	Asset management	2007-09-06	2019-12-09
GUOTAI JUNAN ASSETS (ASIA) LIMITED	Rep	Asset management	2006-09-04	2006-09-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
First Prosperous Asset Management Company Limited	RO	Advising on securities	2007-09-06	2019-12-09
	RO	Asset management	2007-09-06	2019-12-09
GUOTAI JUNAN ASSETS (ASIA) LIMITED	Rep	Asset management	2006-09-04	2006-09-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.