Webb-site Legacy
En
Home
Personnel - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 62518)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
Public Disciplinary Actions
SFC suspends Mr Andy Lui Hing Yip for 9 months over unlicensed activities in his Wanchai branch
SFC, 12-Jan-2012
Orgs
People
SFC suspends Ms Lee Chi Ying for 8 months for unlicensed dealing
SFC, 19-Sep-2011
Orgs
People
SFC bans Mr Man Bun Mo for 5 months for paying unlicensed person to perform regulated activities
SFC, 11-Aug-2011
Orgs
People
Mr Wong Sai Lai suspended for 4 months for paying unlicensed person to perform regulated activities
SFC, 04-Aug-2011
Orgs
People
Lee Chi Ying convicted of unlicensed activities
SFC, 25-Nov-2010
Orgs
People