Personnel Hong Kong SFC License Details (ID 62876)

Personnel Hong Kong SFC License Details (ID 62876)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Arknight Limited	RO	Advising on corporate finance	2026-06-15	-
PLATINUM SECURITIES COMPANY LIMITED	RO	Dealing in securities	2020-12-01	2024-05-02
	RO	Advising on corporate finance	2020-12-01	2025-04-30
STJ Advisors (Asia) Limited	RO	Advising on corporate finance	2014-08-22	2016-11-09
	Rep	Advising on corporate finance	2014-06-05	2014-08-22
PLATINUM SECURITIES COMPANY LIMITED	RO	Advising on corporate finance	2009-07-07	2014-01-22
	RO	Dealing in securities	2009-07-07	2014-01-22
ROTHSCHILD &AMP; CO HONG KONG LIMITED	RO	Advising on corporate finance	2005-04-27	2008-08-07
	RO	Advising on securities	2005-04-27	2008-08-07
	RO	Dealing in securities	2005-04-27	2008-08-07