Personnel SFC Licences and HKMA Registrations (ID 63032)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ODYSSEUS CAPITAL MANAGEMENT LIMITED (GBSC)	RO	Advising on securities	2018-04-20	-
	RO	Asset management	2018-04-20	-
GALAXY ASSET MANAGEMENT (H.K.) LIMITED	Rep	Advising on securities	2010-02-03	2011-09-01
	Rep	Asset management	2010-02-03	2011-09-01
Odysseus Capital Asia Limited	RO	Advising on corporate finance	2009-10-29	-
CITIC Securities (Hong Kong) Limited	Rep	Advising on securities	2008-04-04	2009-07-02
	RO	Advising on securities	2007-10-04	2008-04-04
	RO	Advising on corporate finance	2007-10-04	2009-07-02
	Rep	Advising on corporate finance	2007-06-11	2007-10-04
	Rep	Advising on securities	2007-06-11	2007-10-04
CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED	RO	Advising on corporate finance	2003-04-01	2004-03-15
	RO	Dealing in securities	2003-04-01	2004-03-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.