Personnel Hong Kong SFC License Details (ID 63122)

Personnel Hong Kong SFC License Details (ID 63122)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TC CAPITAL MANAGEMENT LIMITED (HK)	RO	Advising on securities	2021-02-10	2025-07-30
	RO	Asset management	2015-10-30	-
	Rep	Asset management	2013-11-11	2015-10-30
TC Capital International Limited	RO	Advising on corporate finance	2010-08-11	-
	RO	Dealing in securities	2010-08-11	-
EVOLUTION ASIA INVESTMENTS LIMITED	RO	Dealing in securities	2006-06-01	2010-07-31
	RO	Advising on corporate finance	2005-05-27	2010-07-31
	Rep	Dealing in securities	2005-03-11	2006-06-01
	Rep	Advising on corporate finance	2004-05-19	2005-05-27
SOUTH CHINA CAPITAL LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-05-04
	Rep	Advising on securities	2003-04-01	2004-05-04
	Rep	Asset management	2003-04-01	2004-05-04