Personnel SFC Licences and HKMA Registrations (ID 63123)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Frontpage Capital Limited	RO	Advising on corporate finance	2015-11-10	-
	RO	Dealing in securities	2015-11-10	-
TC CAPITAL MANAGEMENT LIMITED (HK)	RO	Asset management	2014-09-23	2015-10-31
TC Capital International Limited	RO	Advising on corporate finance	2014-01-21	2015-10-31
	RO	Dealing in securities	2014-01-21	2015-10-31
TC CAPITAL MANAGEMENT LIMITED (HK)	Rep	Asset management	2012-04-10	2014-09-23
TC Capital International Limited	Rep	Advising on corporate finance	2010-11-24	2014-01-21
	Rep	Dealing in securities	2010-11-24	2014-01-21
EVOLUTION ASIA INVESTMENTS LIMITED	Rep	Advising on corporate finance	2008-02-05	2010-10-29
	Rep	Dealing in securities	2008-02-05	2010-10-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.