Personnel Hong Kong SFC License Details (ID 63227)

Personnel Hong Kong SFC License Details (ID 63227)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DT Securities & Futures Co. Limited	RO	Dealing in securities	2022-09-22	2024-06-17
CARLYON SECURITIES LIMITED	RO	Dealing in securities	2017-07-21	2021-02-08
Goldin Equities Limited	RO	Dealing in securities	2016-07-05	2017-03-31
UPBEST SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2016-01-12	2016-06-30
Vantage New Generation Securities Limited	Rep	Dealing in securities	2013-08-01	2015-12-24
GETTA SECURITIES LIMITED	RO	Dealing in securities	2012-02-02	2013-07-31
	Rep	Dealing in securities	2011-12-15	2012-02-02
SINO-RICH SECURITIES &AMP; FUTURES LIMITED	RO	Dealing in securities	2004-11-15	2011-12-02
	Rep	Dealing in securities	2004-10-14	2004-11-15
YICKO SECURITIES LIMITED	Rep	Advising on corporate finance	-	2004-07-19
	Rep	Advising on securities	-	2004-07-19
	Rep	Asset management	-	2004-07-19
	Rep	Dealing in securities	-	2004-10-13