Personnel Hong Kong SFC License Details (ID 63370)

Personnel Hong Kong SFC License Details (ID 63370)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
YUE XIU FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2016-08-22	2017-09-08
YUE XIU SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2015-07-09	2017-09-08
RICHE BRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2015-01-19	2015-06-19
	RO	Dealing in securities	2008-01-04	2015-01-19
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	-	2004-06-25
	Rep	Advising on securities	-	2004-06-25
	Rep	Asset management	-	2004-06-25
	Rep	Providing automated trading services	-	2004-06-25
	Rep	Dealing in securities	-	2008-01-01
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Advising on futures contracts	-	2004-06-25
	Rep	Asset management	-	2004-06-25
	Rep	Dealing in futures contracts	-	2008-01-01
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	-	2004-06-25
	Rep	Advising on securities	-	2004-06-25
	Rep	Asset management	-	2004-06-25
	Rep	Providing automated trading services	-	2004-06-25
	Rep	Dealing in securities	-	2008-01-01