| HO FUNG SHARES INVESTMENT LIMITED | RO | Dealing in securities | 2017-10-11 | 2019-10-01 |
| CVP Capital Limited (HK) | Rep | Advising on corporate finance | 2016-04-13 | 2017-06-23 |
| RO | Advising on securities | 2016-04-13 | 2017-06-23 |
| RO | Dealing in securities | 2016-04-13 | 2017-06-23 |
| RICHE BRIGHT SECURITIES LIMITED | RO | Dealing in securities | 2010-01-28 | 2016-04-11 |
| Rep | Dealing in securities | 2009-07-02 | 2010-01-28 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-06-23 | 2009-07-01 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2006-04-27 | 2009-07-01 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2006-04-27 | 2009-07-01 |
| FORTUNE (HK) SECURITIES LIMITED | Rep | Dealing in securities | 2005-04-06 | 2006-04-07 |
| Tensant Securities Limited | Rep | Dealing in securities | 2004-10-06 | 2005-03-30 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2004-04-30 | 2004-09-17 |
| VC BROKERAGE LIMITED | Rep | Providing automated trading services | - | 2003-08-26 |
| Rep | Advising on corporate finance | - | 2004-04-29 |
| Rep | Advising on securities | - | 2004-04-29 |
| Rep | Asset management | - | 2004-04-29 |
| Rep | Dealing in securities | - | 2004-04-29 |
| VC FUTURES LIMITED | Rep | Advising on futures contracts | - | 2004-04-29 |
| Rep | Asset management | - | 2004-04-29 |
| Rep | Dealing in futures contracts | - | 2004-04-29 |