Legaspi, Donna Rose Ong 王金美

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LA ROCHE &AMP; CO ASIA LIMITED	Rep	Advising on securities	2010-06-21	2011-09-01
	Rep	Dealing in securities	2010-06-21	2011-09-01
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-02-03	2010-02-27
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-11-27	2010-02-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-11-27	2010-02-27
	Rep	Dealing in securities	2008-11-27	2010-02-27
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-04-17	2008-11-08
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-04-17	2008-11-08

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LA ROCHE &AMP; CO ASIA LIMITED	Rep	Advising on securities	2010-06-21	2011-09-01
	Rep	Dealing in securities	2010-06-21	2011-09-01
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-02-03	2010-02-27
Nomura Asia Investment (Hong Kong) Limited	Rep	Dealing in futures contracts	2008-11-27	2010-02-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-11-27	2010-02-27
	Rep	Dealing in securities	2008-11-27	2010-02-27
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2007-04-17	2008-11-08
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2007-04-17	2008-11-08