Tam, Denise Wan Rou 譚菀柔 Hong Kong SFC License Details (ID 63791)

Tam, Denise Wan Rou 譚菀柔 Hong Kong SFC License Details (ID 63791)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2020-07-22	2024-08-02
	Rep	Dealing in securities	2020-07-22	2024-08-02
UBS SECURITIES HONG KONG LIMITED	Rep	Providing automated trading services	2020-07-22	2024-08-02
	Rep	Dealing in futures contracts	2020-07-22	2024-08-02
	Rep	Dealing in securities	2020-07-22	2024-08-02
ROTHSCHILD &AMP; CO WEALTH MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2012-02-08	2017-08-08
	Rep	Dealing in securities	2012-02-08	2017-08-08
LA ROCHE &AMP; CO ASIA LIMITED	Rep	Asset management	2008-03-26	2008-11-20
	Rep	Advising on securities	2008-03-26	2011-10-14
	Rep	Dealing in securities	2008-03-26	2011-10-14