Personnel Hong Kong SFC License Details (ID 63939)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED	RO	Asset management	2009-04-09	-
RAB CAPITAL (ASIA) LIMITED	RO	Dealing in securities	2008-04-17	2009-04-02
	RO	Advising on futures contracts	2007-09-28	2009-04-02
	RO	Advising on securities	2007-09-28	2009-04-02
	RO	Asset management	2007-09-28	2009-04-02