Smith, Mark (SFC:APV538)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED	RO	Asset management	2009-10-14	-
	Rep	Asset management	2009-08-17	2009-10-14
RAB CAPITAL (ASIA) LIMITED	Rep	Advising on futures contracts	2007-10-16	2009-04-02
	Rep	Advising on securities	2007-10-16	2009-04-02
	Rep	Asset management	2007-10-16	2009-04-02

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED	RO	Asset management	2009-10-14	-
	Rep	Asset management	2009-08-17	2009-10-14
RAB CAPITAL (ASIA) LIMITED	Rep	Advising on futures contracts	2007-10-16	2009-04-02
	Rep	Advising on securities	2007-10-16	2009-04-02
	Rep	Asset management	2007-10-16	2009-04-02