Personnel Hong Kong SFC License Details (ID 63949)

Personnel Hong Kong SFC License Details (ID 63949)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Capula Investment Management Asia Limited	Rep	Dealing in securities	2023-08-25	-
	Rep	Asset management	2023-08-21	-
Capstone Investment Advisors (HK) Limited	Rep	Asset management	2022-06-07	2023-05-18
BFAM Partners (Hong Kong) Limited	Rep	Asset management	2017-11-01	2021-11-27
MCG Management Limited	RO	Advising on futures contracts	2014-02-12	2017-09-29
	RO	Advising on securities	2014-02-12	2017-09-29
	RO	Asset management	2014-02-12	2017-09-29
ENHANCED INVESTMENT PRODUCTS LIMITED	RO	Advising on futures contracts	2013-02-18	2014-09-24
	RO	Advising on securities	2013-02-18	2014-09-24
	RO	Asset management	2013-02-18	2014-09-24
	Rep	Asset management	2009-06-24	2013-02-18
	Rep	Advising on futures contracts	2007-03-07	2013-02-18
	Rep	Advising on securities	2007-03-07	2013-02-18