So, Paul Ho Ching 蘇浩程 SFC Licences and HKMA Registrations (ID 63952)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANG SENG INVESTMENT MANAGEMENT LIMITED	RO	Advising on corporate finance	2025-11-28	-
	RO	Advising on futures contracts	2025-08-25	-
	RO	Advising on securities	2025-08-25	-
	RO	Asset management	2025-08-25	-
	RO	Dealing in securities	2025-08-25	-
	Rep	Advising on futures contracts	2025-06-23	2025-08-25
	Rep	Advising on securities	2025-06-23	2025-08-25
	Rep	Asset management	2025-06-23	2025-08-25
	Rep	Dealing in securities	2025-06-23	2025-08-25
	Rep	Advising on corporate finance	2025-06-23	2025-11-28
Axial Partners Limited	RO	Advising on securities	2024-07-11	2025-04-14
	RO	Asset management	2024-07-11	2025-04-14
LEGAL &AMP; GENERAL INVESTMENT MANAGEMENT ASIA LIMITED	RO	Dealing in futures contracts	2017-10-16	2020-12-31
	RO	Asset management	2014-12-01	2020-12-31
	RO	Dealing in securities	2014-12-01	2020-12-31
ENHANCED INVESTMENT PRODUCTS LIMITED	RO	Advising on futures contracts	2013-10-08	2014-05-26
	RO	Advising on corporate finance	2012-01-06	2014-05-10
	RO	Advising on securities	2011-02-14	2014-05-10
	RO	Asset management	2011-02-14	2014-05-10
	Rep	Advising on securities	2010-05-28	2011-02-14
	Rep	Asset management	2010-05-28	2011-02-14
	Rep	Advising on futures contracts	2010-05-28	2013-10-08
BlackRock Asset Management North Asia Limited	RO	Advising on corporate finance	2010-01-13	2010-04-11
	RO	Advising on securities	2010-01-13	2010-04-11
	RO	Asset management	2010-01-13	2010-04-11
	Rep	Advising on securities	2008-01-09	2010-01-13
	Rep	Asset management	2008-01-09	2010-01-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.