| HANG SENG INVESTMENT MANAGEMENT LIMITED | RO | Advising on corporate finance | 2025-11-28 | - |
| RO | Advising on futures contracts | 2025-08-25 | - |
| RO | Advising on securities | 2025-08-25 | - |
| RO | Asset management | 2025-08-25 | - |
| RO | Dealing in securities | 2025-08-25 | - |
| Rep | Advising on futures contracts | 2025-06-23 | 2025-08-25 |
| Rep | Advising on securities | 2025-06-23 | 2025-08-25 |
| Rep | Asset management | 2025-06-23 | 2025-08-25 |
| Rep | Dealing in securities | 2025-06-23 | 2025-08-25 |
| Rep | Advising on corporate finance | 2025-06-23 | 2025-11-28 |
| Axial Partners Limited | RO | Advising on securities | 2024-07-11 | 2025-04-14 |
| RO | Asset management | 2024-07-11 | 2025-04-14 |
| LEGAL & GENERAL INVESTMENT MANAGEMENT ASIA LIMITED | RO | Dealing in futures contracts | 2017-10-16 | 2020-12-31 |
| RO | Asset management | 2014-12-01 | 2020-12-31 |
| RO | Dealing in securities | 2014-12-01 | 2020-12-31 |
| ENHANCED INVESTMENT PRODUCTS LIMITED | RO | Advising on futures contracts | 2013-10-08 | 2014-05-26 |
| RO | Advising on corporate finance | 2012-01-06 | 2014-05-10 |
| RO | Advising on securities | 2011-02-14 | 2014-05-10 |
| RO | Asset management | 2011-02-14 | 2014-05-10 |
| Rep | Advising on securities | 2010-05-28 | 2011-02-14 |
| Rep | Asset management | 2010-05-28 | 2011-02-14 |
| Rep | Advising on futures contracts | 2010-05-28 | 2013-10-08 |
| BlackRock Asset Management North Asia Limited | RO | Advising on corporate finance | 2010-01-13 | 2010-04-11 |
| RO | Advising on securities | 2010-01-13 | 2010-04-11 |
| RO | Asset management | 2010-01-13 | 2010-04-11 |
| Rep | Advising on securities | 2008-01-09 | 2010-01-13 |
| Rep | Asset management | 2008-01-09 | 2010-01-13 |