Personnel Hong Kong SFC License Details (ID 63953)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ARK GROUP HOLDINGS (HONG KONG) LIMITED	RO	Advising on securities	2025-06-23	-
	RO	Asset management	2025-06-23	-
	RO	Dealing in securities	2025-06-23	-
	Rep	Advising on securities	2023-12-11	2025-06-23
	Rep	Asset management	2023-12-11	2025-06-23
	Rep	Dealing in securities	2023-12-11	2025-06-23
OLIVE ASSET MANAGEMENT (HONG KONG) LIMITED	RO	Advising on securities	2022-12-23	-
	RO	Asset management	2022-12-23	-
	Rep	Advising on securities	2022-11-21	2022-12-23
	Rep	Asset management	2022-11-21	2022-12-23
AVENUE INVESTMENT MANAGEMENT LIMITED	Rep	Advising on securities	2020-04-06	2022-10-31
	Rep	Dealing in securities	2020-04-06	2022-10-31
	RO	Asset management	2019-08-28	2022-10-31
Avenue Asset Management Limited (HK)	RO	Advising on securities	2019-04-01	2019-08-27
	RO	Asset management	2019-04-01	2019-08-27
Avenue Family Office Limited	RO	Advising on securities	2019-04-01	2019-08-27
	RO	Asset management	2019-04-01	2019-08-27
	RO	Dealing in securities	2019-04-01	2019-08-27
Avenue Asset Management Limited (HK)	Rep	Advising on securities	2019-02-12	2019-04-01
	Rep	Asset management	2019-02-12	2019-04-01
Avenue Family Office Limited	Rep	Advising on securities	2019-02-12	2019-04-01
	Rep	Asset management	2019-02-12	2019-04-01
	Rep	Dealing in securities	2019-02-12	2019-04-01
Nexus Investment Advisors Limited	RO	Advising on securities	2018-06-26	2019-01-22
	RO	Asset management	2018-06-26	2019-01-22
	RO	Dealing in securities	2018-06-26	2019-01-22
	Rep	Advising on securities	2014-09-02	2018-06-26
	Rep	Asset management	2014-06-05	2018-06-26
Samena Capital Hong Kong Limited	RO	Advising on securities	2014-03-25	2014-05-30
	RO	Asset management	2014-03-25	2014-05-30
	Rep	Advising on securities	2013-01-16	2014-03-25
	Rep	Asset management	2013-01-16	2014-03-25
TRISKELE CAPITAL MANAGEMENT LIMITED	Rep	Advising on securities	2011-10-26	2012-09-10
	Rep	Asset management	2011-10-26	2012-09-10
ENHANCED INVESTMENT PRODUCTS LIMITED	Rep	Advising on securities	2010-04-28	2011-09-09
	Rep	Asset management	2010-04-28	2011-09-09
GIGA (HONG KONG) LIMITED	Rep	Asset management	2009-12-17	2010-04-01
	Rep	Advising on securities	2003-10-21	2010-04-01