Personnel Hong Kong SFC License Details (ID 64097)

Personnel Hong Kong SFC License Details (ID 64097)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BLS Capital Limited	RO	Asset management	2023-03-07	2026-06-15
	Rep	Asset management	2023-02-17	2023-03-07
VC International Asset Management Limited	RO	Asset management	2015-02-09	2023-02-02
	Rep	Asset management	2007-12-18	2015-02-09
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2005-09-20	2007-07-12
Merrill Lynch Far East Limited	Rep	Dealing in securities	2005-09-20	2007-07-12
MIB SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2004-07-27	2005-09-14
	Rep	Advising on corporate finance	-	2003-07-09
	Rep	Advising on securities	-	2003-07-09
	Rep	Asset management	-	2003-07-09
	Rep	Dealing in securities	-	2004-07-27