| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| ATHENA WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2023-03-31 | - |
| RO | Asset management | 2017-07-17 | - | |
| RO | Dealing in securities | 2017-07-17 | - | |
| Rep | Asset management | 2013-03-18 | 2017-07-17 | |
| Rep | Dealing in securities | 2013-03-18 | 2017-07-17 | |
| Rep | Asset management | 2012-08-16 | 2013-01-07 | |
| Rep | Dealing in securities | 2012-08-16 | 2013-01-07 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-10-16 | 2012-07-01 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2009-08-19 | 2012-07-01 |