Personnel Hong Kong SFC License Details (ID 64300)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Alpha Financial Group Limited	RO	Advising on corporate finance	2019-10-02	-
	RO	Dealing in securities	2013-08-12	-
AMPLE CAPITAL LIMITED	RO	Advising on corporate finance	2013-08-12	2019-09-30
KGI CAPITAL ASIA LIMITED	RO	Advising on corporate finance	2011-10-24	2013-02-03
	RO	Advising on securities	2011-10-24	2013-02-03
	RO	Dealing in securities	2011-10-24	2013-02-03
GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED	RO	Advising on corporate finance	2010-06-30	2010-11-28
	RO	Dealing in securities	2010-06-30	2010-11-28
AMPLE CAPITAL LIMITED	RO	Advising on corporate finance	2010-02-12	2010-04-12
	RO	Advising on securities	2010-02-12	2010-04-12
FUBON CAPITAL (HK) LIMITED	RO	Advising on corporate finance	2007-04-10	2008-11-30
	RO	Advising on securities	2007-04-10	2008-11-30
	RO	Dealing in securities	2007-04-10	2008-11-30
	Rep	Advising on corporate finance	2007-03-26	2007-04-10
	Rep	Advising on securities	2007-03-26	2007-04-10
	Rep	Dealing in securities	2007-03-26	2007-04-10
SINOPAC FUTURES (ASIA) LIMITED	RO	Advising on futures contracts	2005-11-16	2007-03-01
SINOPAC SECURITIES (ASIA) LIMITED	RO	Advising on securities	2005-11-16	2007-03-01
SINOPAC FUTURES (ASIA) LIMITED	RO	Dealing in futures contracts	2005-06-13	2007-03-01
SINOPAC SECURITIES (ASIA) LIMITED	RO	Advising on corporate finance	2005-06-13	2007-03-01
	RO	Dealing in securities	2005-06-13	2007-03-01
	Rep	Advising on corporate finance	2004-12-29	2005-06-13
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	RO	Advising on corporate finance	2003-04-01	2004-12-10
	RO	Advising on securities	2003-04-01	2004-12-10