Personnel Hong Kong SFC License Details (ID 64309)

Personnel Hong Kong SFC License Details (ID 64309)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Amova Asset Management Hong Kong Limited	RO	Advising on securities	2019-09-26	-
	RO	Asset management	2019-09-26	-
	RO	Dealing in securities	2019-09-26	-
	Rep	Advising on securities	2015-05-14	2019-09-26
	Rep	Asset management	2015-05-14	2019-09-26
	Rep	Dealing in securities	2015-05-14	2019-09-26
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on securities	2013-07-31	2015-01-08
	Rep	Dealing in securities	2013-07-31	2015-01-08
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2008-08-20	2013-03-29
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2003-04-01	2004-10-13
	Rep	Advising on securities	2003-04-01	2004-10-13
	Rep	Asset management	2003-04-01	2004-10-13
	Rep	Dealing in securities	2003-04-01	2013-03-29