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Shipton, James Roger Francis 施哲宏 Hong Kong SFC License Details (ID 64310)
Shipton, James Roger Francis 施哲宏
SFC ID:
AJD463
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
GOLDMAN SACHS (ASIA) L.L.C.
Rep
Dealing in securities
2004-09-27
2013-06-18
GOLDMAN SACHS FUTURES (ASIA) LIMITED
Rep
Dealing in futures contracts
2004-09-27
2013-06-18