Personnel Hong Kong SFC License Details (ID 64535)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2008-03-27	2011-04-01
	RO	Dealing in securities	2007-11-23	2011-04-01
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2006-07-20	2011-04-01
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2006-02-01	2007-11-23