| GLG Partners Hong Kong Limited | Rep | Advising on securities | 2019-01-16 | 2019-09-27 |
| Rep | Dealing in futures contracts | 2019-01-16 | 2019-09-27 |
| Rep | Dealing in securities | 2019-01-16 | 2019-09-27 |
| Rep | Asset management | 2019-01-14 | 2019-09-27 |
| Nezu Asia Capital Management Limited | RO | Asset management | 2004-10-29 | 2018-12-31 |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2003-12-06 | 2004-02-09 |
| Rep | Dealing in futures contracts | 2003-12-06 | 2004-02-09 |
| Rep | Advising on corporate finance | - | 2003-12-02 |
| Rep | Asset management | - | 2003-12-02 |
| Rep | Providing automated trading services | - | 2003-12-02 |
| Rep | Advising on securities | - | 2004-02-09 |
| Rep | Dealing in securities | - | 2004-02-09 |
| J.P. MORGAN FUTURES HONG KONG LIMITED | Rep | Asset management | - | 2003-12-03 |
| Rep | Providing automated trading services | - | 2003-12-03 |
| Rep | Advising on futures contracts | - | 2003-12-06 |
| Rep | Dealing in futures contracts | - | 2003-12-06 |