| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CHEONG LEE SECURITIES LIMITED | Rep | Advising on futures contracts | 2010-10-15 | 2011-08-31 |
| Rep | Advising on securities | 2010-10-15 | 2011-08-31 | |
| Rep | Dealing in futures contracts | 2010-06-14 | 2011-08-31 | |
| Rep | Dealing in securities | 2010-06-14 | 2011-08-31 | |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2010-02-24 | 2010-05-21 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2010-02-24 | 2010-05-21 |