Lee, Harvey Chi Chung 李自忠

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	RO	Dealing in securities	2007-11-13	2011-03-08
	Rep	Advising on corporate finance	-	2004-10-12
	Rep	Advising on securities	-	2004-10-12
	Rep	Asset management	-	2004-10-12
	Rep	Dealing in securities	-	2007-11-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	RO	Dealing in securities	2007-11-13	2011-03-08
	Rep	Advising on corporate finance	-	2004-10-12
	Rep	Advising on securities	-	2004-10-12
	Rep	Asset management	-	2004-10-12
	Rep	Dealing in securities	-	2007-11-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.