Personnel Hong Kong SFC License Details (ID 65025)

Personnel Hong Kong SFC License Details (ID 65025)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2011-04-07	-
	RO	Asset management	2011-04-07	-
Voras Capital Management (HK) Limited	RO	Advising on securities	2008-07-31	2010-11-30
	RO	Asset management	2008-07-31	2010-11-30
Morgan Stanley Asia Limited	RO	Dealing in securities	2003-07-31	2007-12-17
Morgan Stanley Hong Kong Futures Limited	RO	Dealing in futures contracts	2003-07-31	2007-12-17
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2003-04-01	2003-06-16
	Rep	Advising on securities	2003-04-01	2003-06-16
	Rep	Providing automated trading services	2003-04-01	2003-06-16
	Rep	Dealing in securities	2003-04-01	2003-07-31
Morgan Stanley Hong Kong Futures Limited	Rep	Providing automated trading services	2003-04-01	2003-06-16
	Rep	Dealing in futures contracts	2003-04-01	2003-07-31