| Techno Horizon Limited | RO | Advising on securities | 2022-05-16 | 2025-11-28 |
| RO | Asset management | 2022-05-16 | 2025-11-28 |
| INVESTPORT (H.K.) LIMITED | RO | Advising on futures contracts | 2020-10-14 | 2022-02-28 |
| RO | Advising on securities | 2020-10-14 | 2022-02-28 |
| RO | Asset management | 2020-10-14 | 2022-02-28 |
| RO | Dealing in securities | 2020-10-14 | 2022-02-28 |
| Rep | Advising on futures contracts | 2019-05-16 | 2020-10-14 |
| Rep | Advising on securities | 2019-05-16 | 2020-10-14 |
| Rep | Asset management | 2019-05-16 | 2020-10-14 |
| Rep | Dealing in securities | 2019-05-16 | 2020-10-14 |
| WING FUNG SECURITIES LIMITED | Rep | Advising on futures contracts | 2018-12-20 | 2019-04-29 |
| Rep | Advising on securities | 2018-12-20 | 2019-04-29 |
| WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2018-09-27 | 2019-04-29 |
| WING FUNG SECURITIES LIMITED | Rep | Asset management | 2018-09-27 | 2019-04-29 |
| Rep | Dealing in securities | 2018-09-27 | 2019-04-29 |
| YF ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-02-23 | 2018-08-31 |
| YF FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2016-02-23 | 2018-08-31 |
| YF SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2016-02-23 | 2018-08-31 |