Personnel Hong Kong SFC License Details (ID 65197)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
ALPINE SECURITIES LIMITED	RO	Asset management	2024-06-27	-
	RO	Advising on securities	2022-11-21	-
	RO	Dealing in securities	2022-11-21	-
	Rep	Advising on securities	2022-10-26	2022-11-21
	Rep	Dealing in securities	2022-10-26	2022-11-21
QUASAR ASSET MANAGEMENT LIMITED	RO	Advising on securities	2019-04-09	2022-09-29
	RO	Asset management	2019-04-09	2022-09-29
QUASAR SECURITIES CO., LIMITED	RO	Dealing in securities	2019-04-09	2022-09-29
QUASAR ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2019-04-08	2019-04-09
	Rep	Asset management	2019-04-08	2019-04-09
QUASAR SECURITIES CO., LIMITED	Rep	Dealing in securities	2019-04-08	2019-04-09
ACU ASSET MANAGEMENT LIMITED	RO	Asset management	2018-03-21	2019-03-29
CPLUS SECURITIES LIMITED	RO	Advising on securities	2016-02-18	2019-03-29
	RO	Dealing in securities	2016-02-18	2019-03-29
Wanhai Securities (HK) Limited	RO	Advising on securities	2015-02-02	2016-01-22
	RO	Dealing in securities	2015-02-02	2016-01-22
Vantage New Generation Securities Limited	RO	Advising on securities	2014-08-12	2015-01-16
	RO	Dealing in securities	2013-07-22	2015-01-16
Realord Asia Pacific Securities Limited	RO	Dealing in securities	2012-10-30	2013-07-08
	Rep	Dealing in securities	2012-10-16	2012-10-30
Hong Kong Securities Holdings Limited (d2017-02-17)	RO	Dealing in securities	2012-03-19	2012-08-15
GT CAPITAL LIMITED	RO	Dealing in securities	2011-03-18	2012-03-16
	Rep	Dealing in securities	2010-11-30	2011-03-18
OKACHI (HONG KONG) COMPANY LIMITED	Rep	Dealing in futures contracts	2005-10-03	2010-10-19
OKACHI INVESTMENTS (HK) COMPANY LIMITED	Rep	Dealing in securities	2005-10-03	2010-10-19
GET NICE FUTURES COMPANY LIMITED	Rep	Asset management	2003-04-01	2004-11-25
	Rep	Advising on futures contracts	2003-04-01	2005-09-28
	Rep	Dealing in futures contracts	2003-04-01	2005-09-28
GET NICE SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2005-09-28
	Rep	Advising on securities	2003-04-01	2005-09-28
	Rep	Asset management	2003-04-01	2005-09-28
	Rep	Dealing in securities	2003-04-01	2005-09-28