Personnel Hong Kong SFC License Details (ID 65222)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2005-03-09	2010-02-20
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2005-03-09	2010-02-20
BARCLAYS CAPITAL ASIA LIMITED	RO	Dealing in securities	2004-12-02	2005-02-23
	Rep	Dealing in securities	-	2004-12-02