Personnel Hong Kong SFC License Details (ID 65248)

Personnel Hong Kong SFC License Details (ID 65248)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Global Value Chain Investment Corporation Limited	RO	Asset management	2015-02-02	2021-05-31
VisionGain Capital Limited	RO	Advising on securities	2009-05-21	2015-02-01
	RO	Asset management	2009-05-21	2015-02-01
	Rep	Advising on securities	2009-04-21	2009-05-21
	Rep	Asset management	2009-04-21	2009-05-21
MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED	Rep	Advising on securities	2008-03-25	2009-02-14
	Rep	Asset management	2008-03-25	2009-02-14
FIL Investment Management (Hong Kong) Limited	Rep	Advising on securities	2006-09-25	2008-01-26
	Rep	Asset management	2006-09-25	2008-01-26
	Rep	Dealing in securities	2006-09-25	2008-01-26
AXA CHINA REGION INVESTMENT SERVICES LIMITED	Rep	Dealing in securities	2006-04-21	2006-09-04
	Rep	Advising on securities	2005-12-31	2006-09-04
	Rep	Asset management	2005-12-31	2006-09-04