| HAITONG INTERNATIONAL FUTURES LIMITED | RO | Advising on futures contracts | 2016-02-22 | 2017-05-31 |
| iBest Consultants Limited | RO | Dealing in futures contracts | 2012-03-23 | 2017-05-31 |
| HAITONG INTERNATIONAL FUTURES LIMITED | RO | Dealing in futures contracts | 2006-04-27 | 2017-05-31 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | RO | Leveraged foreign exchange trading | 2003-10-03 | 2017-05-31 |
| RO | Advising on corporate finance | - | 2003-08-14 |
| RO | Asset management | - | 2003-08-14 |
| RO | Providing automated trading services | - | 2003-08-14 |
| RO | Advising on securities | - | 2017-05-31 |
| RO | Dealing in securities | - | 2017-05-31 |