Personnel Hong Kong SFC License Details (ID 65717)

Personnel Hong Kong SFC License Details (ID 65717)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL LIMITED	RO	Advising on securities	2007-05-02	2013-01-31
	RO	Asset management	2007-05-02	2013-01-31
AVIA ASSET MANAGEMENT LIMITED	RO	Advising on securities	2005-11-10	2012-08-25
	RO	Asset management	2005-11-10	2012-08-25
GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED	RO	Advising on securities	2005-02-16	2006-08-01
Sun Life Hong Kong Limited	Rep	Advising on securities	2003-10-29	2004-01-26
AIA WEALTH MANAGEMENT COMPANY LIMITED	RO	Advising on corporate finance	-	2003-05-30
	RO	Advising on securities	-	2003-05-30
	RO	Asset management	-	2003-05-30
	RO	Dealing in securities	-	2003-05-30