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Penkett, Paul Alexis Hong Kong SFC License Details (ID 65738)
Penkett, Paul Alexis
SFC ID:
AMQ694
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
OMNIX CAPITAL LIMITED
RO
Asset management
2009-03-19
-
LEHMAN BROTHERS ASIA LIMITED
Rep
Dealing in futures contracts
2005-11-01
2008-08-29
Rep
Dealing in securities
2005-11-01
2008-08-29