Penkett, Paul Alexis

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OMNIX CAPITAL LIMITED	RO	Asset management	2009-03-19	-
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2005-11-01	2008-08-29
	Rep	Dealing in securities	2005-11-01	2008-08-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OMNIX CAPITAL LIMITED	RO	Asset management	2009-03-19	-
LEHMAN BROTHERS ASIA LIMITED	Rep	Dealing in futures contracts	2005-11-01	2008-08-29
	Rep	Dealing in securities	2005-11-01	2008-08-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.