| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| OMNIX CAPITAL LIMITED | RO | Asset management | 2009-03-19 | - |
| Nomura Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-12-10 | 2008-12-10 |
| NOMURA SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-12-10 | 2008-12-10 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-10 | 2008-12-10 |
| Rep | Dealing in securities | 2008-10-10 | 2008-12-10 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-04-30 | 2008-09-29 |
| Rep | Dealing in securities | 2008-04-30 | 2008-09-29 | |
| UBS SECURITIES ASIA LIMITED | RO | Advising on securities | 2005-04-27 | 2007-01-01 |
| Rep | Advising on corporate finance | 2003-04-01 | 2005-03-01 | |
| Rep | Asset management | 2003-04-01 | 2005-03-01 | |
| Rep | Advising on securities | 2003-04-01 | 2005-04-27 |
No HKMA registrations in the collected records.