| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Jing Pu Capital Limited | RO | Advising on securities | 2026-03-09 | - |
| RO | Asset management | 2026-03-09 | - | |
| WINVEST SECURITIES LIMITED | RO | Dealing in securities | 2026-03-09 | - |
| SOPHIA SECURITIES (INTERNATIONAL) LIMITED | RO | Advising on securities | 2024-11-21 | 2024-12-06 |
| RO | Asset management | 2024-11-21 | 2024-12-06 | |
| RO | Dealing in securities | 2024-11-21 | 2024-12-06 | |
| C&F ASSET MANAGEMENT HK LIMITED | RO | Advising on securities | 2023-05-11 | 2024-09-30 |
| RO | Asset management | 2023-05-11 | 2024-09-30 | |
| YONXI Securities Limited | RO | Advising on securities | 2021-01-27 | 2022-04-27 |
| RO | Dealing in securities | 2021-01-27 | 2022-04-27 | |
| YONXI International Finance Holdings Limited | RO | Asset management | 2018-12-06 | 2022-01-31 |
| Arta Asset Management Limited | RO | Advising on securities | 2013-07-03 | 2018-05-18 |
| RO | Asset management | 2013-07-03 | 2018-05-18 | |
| RO | Dealing in securities | 2013-07-03 | 2018-05-18 | |
| Oshidori Securities Limited | RO | Dealing in securities | 2011-01-31 | 2013-04-30 |
| MASON INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2010-08-12 | 2013-04-30 |
| RO | Asset management | 2010-08-12 | 2013-04-30 | |
| Rep | Advising on securities | 2010-07-12 | 2010-08-12 | |
| Rep | Asset management | 2010-07-12 | 2010-08-12 | |
| Arta Asset Management Limited | RO | Advising on securities | 2008-07-10 | 2010-06-03 |
| RO | Asset management | 2008-07-10 | 2010-06-03 | |
| Partners Asset Management (HK) Limited | RO | Advising on securities | 2007-04-03 | 2007-09-05 |
| RO | Asset management | 2007-04-03 | 2007-09-05 | |
| WANTHORPE ASSET MANAGEMENT LIMITED | RO | Asset management | 2005-03-02 | 2006-01-01 |
| Absolute Investment Management (HK) Limited | RO | Advising on securities | 2003-04-01 | 2004-03-01 |
| RO | Asset management | 2003-04-01 | 2004-03-01 |
No HKMA registrations in the collected records.