| SINO-RICH SECURITIES & FUTURES LIMITED | RO | Advising on securities | 2024-07-29 | - |
| RO | Asset management | 2024-07-29 | - |
| RO | Dealing in futures contracts | 2024-07-29 | 2026-02-20 |
| RO | Dealing in securities | 2024-07-29 | 2026-02-20 |
| Rep | Advising on securities | 2024-05-30 | 2024-07-29 |
| Rep | Asset management | 2024-05-30 | 2024-07-29 |
| Rep | Dealing in futures contracts | 2024-05-30 | 2024-07-29 |
| Rep | Dealing in securities | 2024-05-30 | 2024-07-29 |
| GET NICE SECURITIES LIMITED | RO | Asset management | 2018-09-10 | 2024-04-30 |
| GET NICE FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2018-01-08 | 2024-04-30 |
| GET NICE SECURITIES LIMITED | RO | Advising on securities | 2018-01-08 | 2024-04-30 |
| RO | Dealing in securities | 2018-01-08 | 2024-04-30 |
| GET NICE FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2017-11-13 | 2018-01-08 |
| GET NICE SECURITIES LIMITED | Rep | Advising on securities | 2017-11-13 | 2018-01-08 |
| Rep | Dealing in securities | 2017-11-13 | 2018-01-08 |
| Rep | Asset management | 2017-11-13 | 2018-09-10 |
| Quam Securities Limited | Rep | Asset management | 2010-08-06 | 2017-05-18 |
| RO | Dealing in futures contracts | 2006-04-11 | 2017-05-18 |
| RO | Advising on securities | 2006-01-19 | 2017-05-18 |
| RO | Dealing in securities | 2006-01-19 | 2017-05-18 |
| Rep | Advising on securities | 2006-01-17 | 2006-01-19 |
| Rep | Dealing in securities | 2006-01-17 | 2006-01-19 |
| GT CAPITAL LIMITED | RO | Advising on securities | 2004-04-02 | 2005-12-31 |
| RO | Dealing in securities | 2004-04-02 | 2005-12-31 |
| CEPA ALLIANCE SECURITIES LIMITED | RO | Providing automated trading services | 2003-04-01 | 2003-07-21 |
| RO | Dealing in securities | 2003-04-01 | 2004-03-17 |