Personnel Hong Kong SFC License Details (ID 65968)

Personnel Hong Kong SFC License Details (ID 65968)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Quam Securities Limited	Rep	Dealing in futures contracts	2023-04-13	-
	Rep	Dealing in securities	2023-04-13	-
	Rep	Asset management	2010-02-02	-
	RO	Dealing in futures contracts	2008-08-04	2023-04-13
	RO	Dealing in securities	2008-02-27	2023-04-13
	Rep	Dealing in securities	2006-02-20	2008-02-27
	Rep	Dealing in futures contracts	2006-02-20	2008-08-04
REXCAPITAL FUTURES LIMITED	Rep	Dealing in futures contracts	2003-06-10	2006-01-24
WINGS SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-05-20
	Rep	Advising on securities	2003-04-01	2003-05-20
	Rep	Asset management	2003-04-01	2003-05-20
	Rep	Dealing in securities	2003-04-01	2006-01-24