Personnel Hong Kong SFC License Details (ID 66330)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LOMBARD ODIER (HONG KONG) LIMITED	Rep	Asset management	2007-12-31	2015-08-21
	RO	Dealing in securities	2007-12-31	2015-08-21
	Rep	Dealing in securities	2007-11-19	2007-12-31
TOKAI TOKYO SECURITIES (ASIA) LIMITED	Rep	Dealing in futures contracts	2005-09-20	2007-11-07
	Rep	Dealing in securities	2004-01-27	2007-11-07