| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Hope Securities Limited (HK) | RO | Asset management | 2025-08-29 | - |
| RO | Advising on futures contracts | 2025-06-03 | - | |
| RO | Advising on securities | 2025-06-03 | - | |
| RO | Dealing in futures contracts | 2025-06-03 | - | |
| RO | Dealing in securities | 2024-12-05 | - | |
| Rep | Advising on futures contracts | 2024-12-05 | 2025-06-03 | |
| Rep | Advising on securities | 2024-12-05 | 2025-06-03 | |
| Rep | Dealing in futures contracts | 2024-12-05 | 2025-06-03 | |
| SEEKERS MARKETS LIMITED | RO | Dealing in securities | 2017-01-06 | 2024-09-27 |
| Oshidori Securities Limited | RO | Dealing in securities | 2015-03-26 | 2016-03-11 |
| Rep | Dealing in securities | 2007-06-08 | 2015-03-26 |