Personnel Hong Kong SFC License Details (ID 66405)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Forthright Capital Management Limited	RO	Dealing in securities	2020-09-02	2021-10-05
FORTHRIGHT SECURITIES COMPANY LIMITED	RO	Advising on futures contracts	2019-12-18	2021-10-05
	RO	Dealing in futures contracts	2019-12-18	2021-10-05
	RO	Advising on securities	2017-10-25	2021-10-05
	RO	Dealing in securities	2016-05-12	2021-10-05
SHENG YUAN SECURITIES LIMITED	RO	Dealing in futures contracts	2012-08-28	2013-05-25
	RO	Advising on securities	2010-11-05	2013-05-25
	RO	Dealing in securities	2010-11-05	2013-05-25
CSC FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2009-07-17	2010-10-23
CSC SECURITIES (HK) LIMITED	RO	Advising on securities	2009-07-09	2010-10-23
CSC FINANCIAL SERVICES LIMITED (d2015-11-19)	RO	Dealing in securities	2009-06-26	2010-10-23
CSC SECURITIES (HK) LIMITED	RO	Dealing in securities	2009-06-04	2010-10-23
	Rep	Dealing in securities	2009-05-05	2009-06-04
	Rep	Advising on securities	2009-05-05	2009-07-09
	Rep	Dealing in futures contracts	2009-05-05	2009-07-09
MUSHK Limited	RO	Advising on futures contracts	2005-03-19	2008-11-01
	RO	Advising on securities	2005-03-19	2008-11-01
	RO	Dealing in futures contracts	2005-03-19	2008-11-01
	RO	Dealing in securities	2005-03-19	2008-11-01
	Rep	Advising on futures contracts	2003-10-24	2005-03-19
	Rep	Advising on securities	2003-10-24	2005-03-19
	Rep	Dealing in futures contracts	2003-10-24	2005-03-19
	Rep	Dealing in securities	2003-10-24	2005-03-19