Personnel Hong Kong SFC License Details (ID 66560)

Personnel Hong Kong SFC License Details (ID 66560)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Sunrise Brokers (Hong Kong) Limited	Rep	Dealing in futures contracts	2022-04-21	2026-06-23
	Rep	Dealing in securities	2022-04-21	2026-06-23
BGC SECURITIES (HONG KONG) LLC	RO	Dealing in futures contracts	2021-12-23	2026-06-23
	RO	Dealing in securities	2021-12-23	2026-06-23
	Rep	Dealing in futures contracts	2021-04-20	2021-12-23
	Rep	Dealing in securities	2021-04-20	2021-12-23
GFI (HK) SECURITIES L.L.C.	RO	Providing automated trading services	2017-11-02	2026-06-23
	RO	Dealing in futures contracts	2017-11-02	2026-06-23
	RO	Dealing in securities	2017-11-02	2026-06-23
	Rep	Providing automated trading services	2017-09-29	2017-11-02
	Rep	Dealing in futures contracts	2017-09-29	2017-11-02
	Rep	Dealing in securities	2017-09-29	2017-11-02
TULLETT PREBON (HONG KONG) LIMITED	RO	Providing automated trading services	2014-06-09	2017-06-30
	RO	Dealing in futures contracts	2010-08-26	2017-06-30
	RO	Dealing in securities	2010-08-26	2017-06-30