Personnel Hong Kong SFC License Details (ID 66563)

Personnel Hong Kong SFC License Details (ID 66563)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SPS SECURITIES LIMITED	Rep	Dealing in securities	2016-05-25	2018-09-17
MIRABAUD (ASIA) LIMITED	RO	Advising on securities	2013-01-28	2013-06-08
	RO	Dealing in securities	2013-01-28	2013-06-08
	Rep	Advising on securities	2012-11-12	2013-01-28
	Rep	Dealing in securities	2012-11-12	2013-01-28
BGC SECURITIES (HONG KONG) LLC	RO	Dealing in securities	2008-12-04	2012-08-13
	Rep	Dealing in securities	2008-10-10	2008-12-04
MIRABAUD (ASIA) LIMITED	RO	Advising on securities	2003-05-13	2008-09-25
	RO	Dealing in securities	2003-05-13	2008-09-25