| Qantex Capital Markets Limited | Rep | Dealing in futures contracts | 2026-07-02 | - |
| Rep | Dealing in securities | 2026-07-02 | - |
| De Riva Asia Limited | RO | Dealing in futures contracts | 2013-06-18 | 2026-04-01 |
| RO | Dealing in securities | 2013-06-18 | 2026-04-01 |
| Rep | Dealing in futures contracts | 2013-03-21 | 2013-06-18 |
| Rep | Dealing in securities | 2013-03-21 | 2013-06-18 |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | RO | Dealing in futures contracts | 2011-06-03 | 2012-12-10 |
| BGC SECURITIES (HONG KONG) LLC | RO | Dealing in futures contracts | 2008-06-25 | 2013-02-28 |
| RO | Dealing in securities | 2008-06-25 | 2013-02-28 |
| Rep | Dealing in securities | 2008-02-25 | 2008-06-25 |
| MF Global Hong Kong Limited | Rep | Dealing in securities | 2007-04-30 | 2008-01-14 |
| Rep | Dealing in futures contracts | 2006-03-24 | 2008-01-14 |
| MF Global Securities HK Limited | Rep | Dealing in securities | 2006-03-24 | 2007-04-30 |
| Newedge Broker Limited | Rep | Advising on futures contracts | 2003-04-01 | 2003-10-09 |
| Rep | Asset management | 2003-04-01 | 2003-10-09 |
| Rep | Providing automated trading services | 2003-04-01 | 2006-03-18 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2006-03-18 |
| Rep | Dealing in securities | 2003-04-01 | 2006-03-18 |