| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Qantex Capital Markets Limited | RO | Dealing in futures contracts | 2025-08-21 | - |
| RO | Dealing in securities | 2025-05-06 | - | |
| Rep | Dealing in futures contracts | 2025-05-06 | 2025-08-21 | |
| De Riva Asia Limited | RO | Dealing in futures contracts | 2020-07-03 | 2025-02-06 |
| RO | Dealing in securities | 2020-07-03 | 2025-02-06 | |
| Rep | Dealing in futures contracts | 2020-04-01 | 2020-07-03 | |
| Rep | Dealing in securities | 2020-04-01 | 2020-07-03 | |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | RO | Dealing in futures contracts | 2014-10-17 | 2019-12-31 |
| RO | Dealing in futures contracts | 2011-06-03 | 2012-12-10 | |
| BGC SECURITIES (HONG KONG) LLC | RO | Dealing in futures contracts | 2008-06-25 | 2019-12-31 |
| RO | Dealing in securities | 2008-06-25 | 2019-12-31 | |
| Rep | Dealing in securities | 2008-02-25 | 2008-06-25 | |
| MF Global Hong Kong Limited | RO | Dealing in securities | 2007-04-30 | 2008-01-14 |
| RO | Dealing in futures contracts | 2005-08-26 | 2008-01-14 | |
| MF Global Securities HK Limited | RO | Dealing in securities | 2005-08-26 | 2007-04-30 |
| SG Asset Finance (Hong Kong) Limited | Rep | Dealing in futures contracts | 2003-10-21 | 2005-06-07 |
| Newedge Broker Hong Kong Limited | Rep | Providing automated trading services | 2003-06-13 | 2005-05-24 |
| Rep | Dealing in futures contracts | 2003-06-13 | 2005-06-07 | |
| SG Asset Finance (Hong Kong) Limited | Rep | Providing automated trading services | 2003-06-13 | 2003-07-09 |
| Rep | Dealing in securities | 2003-06-13 | 2005-06-07 | |
| Newedge Broker Limited | Rep | Advising on futures contracts | 2003-04-01 | 2003-06-13 |
| Rep | Asset management | 2003-04-01 | 2003-06-13 | |
| Rep | Providing automated trading services | 2003-04-01 | 2003-06-13 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-06-13 | |
| Rep | Dealing in securities | 2003-04-01 | 2003-06-13 |
No HKMA registrations in the collected records.