Personnel Hong Kong SFC License Details (ID 66906)

Personnel Hong Kong SFC License Details (ID 66906)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2009-02-12	2009-09-08
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2009-02-12	2009-09-08
KAISER FUTURES LIMITED	Rep	Advising on futures contracts	-	2005-02-18
	Rep	Asset management	-	2005-02-18
	Rep	Dealing in futures contracts	-	2007-03-29
KAISER SECURITIES LIMITED	Rep	Advising on corporate finance	-	2005-02-18
	Rep	Advising on securities	-	2005-02-18
	Rep	Asset management	-	2005-02-18
	Rep	Dealing in securities	-	2007-03-29