Personnel Hong Kong SFC License Details (ID 66937)

Personnel Hong Kong SFC License Details (ID 66937)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SPS COMMODITIES LIMITED	RO	Dealing in futures contracts	2019-10-29	2023-12-18
SPS SECURITIES LIMITED	RO	Asset management	2005-01-26	-
	RO	Dealing in securities	2005-01-26	-
SPS INVESTMENT SERVICES LIMITED	Rep	Asset management	2005-01-25	2005-01-26
	RO	Advising on securities	2003-04-01	-
	Rep	Dealing in securities	2003-04-01	2003-10-02
	RO	Asset management	2003-04-01	2005-01-25
	RO	Advising on corporate finance	2003-04-01	2018-04-13
SPS RESEARCH LIMITED	RO	Advising on corporate finance	2003-04-01	2003-10-02
	RO	Advising on securities	2003-04-01	2003-10-02