| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SPS COMMODITIES LIMITED | RO | Dealing in futures contracts | 2019-11-13 | 2023-12-18 |
| SPS INVESTMENT SERVICES LIMITED | Rep | Dealing in securities | 2003-04-01 | 2003-10-02 |
| SPS SECURITIES LIMITED | RO | Asset management | 2003-04-01 | - |
| RO | Dealing in securities | 2003-04-01 | - | |
| RO | Advising on corporate finance | 2003-04-01 | 2004-12-28 | |
| RO | Advising on securities | 2003-04-01 | 2004-12-28 |
No HKMA registrations in the collected records.